Securities Law & Finance

Strauss Troy regularly advises clients on all aspects of capital-raising matters. This includes debt and equity and transactions, private and public securities offerings, venture capital, angel investments and other financings of start-up and emerging-growth companies, stock-based mergers and acquisitions, and other corporate finance transactions.

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Our attorneys are often able to take advantage of contacts in the banking and credit markets to assist our closely-held and entrepreneurial clients in the capitalization process. We also help with capital structure and planning, negotiations with investors and lenders, and compliance with state “blue sky” and federal securities laws.

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Having counseled publicly held corporations, broker-dealers, investment advisors, and individuals, we have the experience needed to comply with the full-range of reporting and regulatory filing obligations under federal and state securities laws.